-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFA9wQ8cBdsD/l1Olh09UokKrLTRYuAUk+HjaD0qJ8PU2hWvW4clKk1J7yaXJx22 7Er3/r6HWcl7HaLyN0YBWA== 0000893750-98-000057.txt : 19980219 0000893750-98-000057.hdr.sgml : 19980219 ACCESSION NUMBER: 0000893750-98-000057 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS, MINERALS (NO PETROLEUM) [5050] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40754 FILM NUMBER: 98544689 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 2143877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TD ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001056053 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10TH FL TD BANK TOWER STREET 2: 55 KING STREET W TORONTO DOMINION CENTRE CITY: TORONTO STATE: A6 ZIP: 00000 MAIL ADDRESS: STREET 1: 10TH FL TD BANK TOWER STREET 2: 55 KING ST W TORONTO DOMINION CENTRE CITY: TORONTO STATE: A6 ZIP: 00000 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Uranium Resources Inc. Name of Issuer Common Stock, $0.001 par value per share (Title of Class of Securities) 916901309 (CUSIP Number) Robert F. MacLellan Chairman TD Asset Management Inc. 10th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada (416)307-9871 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 07, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: 1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and 2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. See Rule 13d-7) Note: When filing this statement, in paper format, six copies of this statement, including exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise be subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 916901309 1. Name of Reporting Person TD Asset Management Inc. S.S. or I.R.S. Identification No. of Above Person: Not applicable _________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group*: a) [ ] b) [ ] _________________________________________________________________________ 3. SEC Use Only _________________________________________________________________________ 4. Source of Funds: Not applicable - sale of securities _________________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)(e): [ ] _________________________________________________________________________ 6. Citizenship or Place of Organization: Toronto, Ontario, Canada Number of Shares 7. Sole Voting Power: 583,050 Beneficially Owned 8. Shared Voting Power: 0 by Each Reporting 9. Sole Dispositive Power: 583,050 Person With: 10. Shared Dispositive Power: 0 _________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 583,050 _________________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*: [ ] _________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11): 4.8% _________________________________________________________________________ 14. Type of Reporting Person: OO - See Item 2c) for description SCHEDULE 13D Item 1: Security and Issuer a) Title and Class: Common Stock, $0.001 par value per share b) Name and Address: Uranium Resources Inc. 12750 Merit Drive Suite 1020 Dallas, Texas 75251 Item 2: Identity and Background Identity a) Name: TD Asset Management Inc. b) Place of Organization: Toronto, Ontario, Canada c) Principal Business: Mutual Fund Dealer, and Investment Counselor and Portfolio Manager Address: 10th Floor, TD Bank Tower 55 King Street W. Toronto Dominion Bank Tower Toronto, Ont. M5K 1A2 The following information with respect to each executive officer and director, that is, control persons, of TD Asset Management Inc. ("TDAM") is set forth in Appendix I, and of The Toronto-Dominion Bank, the corporation ultimately in control of TDAM, is set forth in Appendix II, hereto: (i) name, (ii) business address, and (iii) principal occupation or employment. Other than set out herein, neither TDAM, The Toronto-Dominion Bank, any of the individuals set out in Appendix I, nor, to the best of my knowledge, without specific inquiry, any of the individuals set out in Appendix II, hold stock in Uranium Resources Inc. d) None e) None f) Canadian Item 3: Source and Amounts of Fund or Other Considerations Not applicable - sale of securities Item 4: Purpose of Transaction TDAM manages directly 22 mutual funds, out of the 39 mutual funds that form the Green Line Family of No-Load Mutual Funds, distributed in Canada, by prospectus. The common stock of Uranium Resources, Inc. is held in three of these funds: the Green Line Value Fund, the Green Line Resource Fund, and the Green Line Energy Fund. There are 1,655,489 unit holders in the 22 funds directly managed by TDAM. The dispositions were made for investment purposes only. In the future, TDAM may purchase or dispose of Uranium Resources, Inc. stock, for these or other funds that it manages, for the same purpose. Item 5: Interest in Securities of the Issuer a) Number: 583,050 Percentage: 4.8% b) 1. Sole power to vote or to direct the vote: 583,050 2. Shared power to vote or to direct the vote: 0 3. Sole power to dispose or to direct the disposition: 583,050 4. Shared power to dispose or to direct the disposition: 0 c) Information concerning transactions in the common stock effected by TD Asset Management Inc.: -- Nov. 19, 1997 - TDAM sold 3,000 common shares of Uranium Resources Inc. at a price of $4.75 per share on NASDAQ. -- Jan. 06, 1998 - TDAM sold 15,000 common shares of Uranium Resources Inc. at a price of $4.2083 per share on NASDAQ. -- Jan. 07, 1998 - TDAM sold 20,650 common shares of Uranium Resources Inc. at a price of $4.2708 per share on NASDAQ. d) Not applicable e) January 07, 1998 Item 6: Contracts, Arrangements, Understandings, or Relationships with Respect to the Securities of the Issuer None Item 7: Material to be Filed as Exhibits None Signature: /s/ Robert F. MacLellan After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: January 07, 1997 Signature: /s/ Robert F. MacLellan Name/Title: Robert F. MacLellan, Chairman, TD Asset Management Inc. APPENDIX I EXECUTIVE OFFICERS OF TD ASSET MANAGEMENT INC. NAME PRINCIPAL OCCUPATION AND ADDRESS OF EMPLOYMENT Cameron A. Beheshti Secretary 12th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada Jerry Beniuk Senior Vice President, Operations 24th Floor Commercial Union Tower 100 Wellington St. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada Stephen J. Geist Chief Financial Officer 26th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada Geoffrey Horrocks Chief Compliance Officer 18th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada Robert F. MacLellan Chairman 10th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada Stuart A. Reynolds Vice President, Operations 24th Floor Commercial Union Tower 100 Wellington St. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada J. Mark Wettlaufer President 26th Floor, TD Bank Tower 55 King St. W. Toronto Dominion Centre Toronto, Ont. M5K 1A2 Canada APPENDIX II BUSINESS ADDRESSES OF DIRECTORS AND EXECUTIVE OFFICERS OF THE TORONTO-DOMINION BANK DIRECTORS Mr. M. Norman Anderson President Norman Anderson & Associates Ltd. 502-455 Granville Street Vancouver, B.C. V6C 1V2 Mr. A. Charles Baillie President & Chief Executive Officer The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Philippe de G. Beaubien Chairman of the Board Telemedia Inc. 1 Place Ville-Marie Suite 3333 Montreal, Quebec H3B 3N2 Mr. G. Montegu Black Chairman and President Txibanguan Limited 1969 Leslie Street North York, Ontario M3B 2M3 Mr. William T. Brock Deputy Chairman The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Andre Chagnon Chairman of the Board & Chief Executive Officer Le Groupe Videotron Ltee. 300 Viger Avenue East Montreal, Quebec H2X 3W4 Mr. Marshall A. Cohen, Q.C. Counsel Cassels Brock & Blackwell Scotia Plaza 40 King Street West Suite 2100 Toronto, Ontario M5H 3C2 Dr. Gail Cook-Bennett Vice Chair Bennecon Ltd. Management Consultants P.O. Box 59 Toronto-Dominion Centre Toronto, Ontario M5K 1E7 Dr. Wendy K. Dobson Professor and Director Centre for International Business Faculty of Management University of Toronto Joseph L. Rotman Center for Management 105 St. George Street Toronto, Ontario M5S 3E6 Dr. Marsha P. Hanen President and Vice-Chancellor The University of Winnipeg 515 Portage Avenue Winnepeg, Manitoba R3B 2E9 The Honourable E. Leo Kolber Claridge Inc. 1170 Peel Street Montreal, Quebec H3B 4P2 Mr. Pierre H. Lessard President & Chief Executive Officer Metro-Richelieu Inc. 11011, boul. Maurice-Duplessis Montreal, Quebec H1C 1V6 Mr. Brian F. MacNeill President & Chief Executive Officer IPL Energy Inc. Suite 2900 Canada Trust Tower 421-7th Avenue SW Calgary, Alberta T2P 4K9 Mr. James A. Pattison Chairman, President & Chief Executive Officer The Jim Pattison Group 1055 West Hastings Street Suite 1600 Vancouver, B.C. V6E 2H2 Mr. Roger Phillips President & Chief Executive Officer IPSCO Inc. P.O. Box 1670 Armour Road Regina, Saskatchewan S4P 3C7 Dr. Robert J. Richardson 215 Ross Drive R.R. #3 North Bay, Ontario P1B 8G4 Mr. Edward S. Rogers President & Chief Executive Officer Rogers Communications Inc. P.O. Box 1007, Scotia Plaza 40 King Street West Suite 6400 Toronto, Ontario M5H 3Y2 Ms. Helen K. Sinclair Chief Executive Officer Bank Works Trading Inc. 20 Adelaide Street East Suite 500 Toronto, Ontario M5C 2T6 Mr. Donald R. Sobey Chairman Empire Company Limited 115 King Street Stellarton, N.S. B0K 1S0 Dr. Michael D. Sopko Chairman & Chief Executive Officer Inco Limited 145 King Street West Suite 1500 Toronto, Ontario M5H 4B7 Mr. John M. Thompson Senior Vice President & Group Executive IBM Corporation P.O. Box 1000, Route 100 Somers, N.Y. 10589 Mr. Richard M. Thomson Chairman The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. George W. Watson President & Chief Executive Officer TransCanada PipeLines Limited TransCanada PipeLines Tower 111-Fifth Avenue SW P.O. Box 1000, Station M Calgary, Alberta T2P 4K5 Mr. Adam H. Zimmerman, F.C.A. Suite 500 One Toronto Street Toronto, Canada M5C 2W4 NON-DIRECTOR EXECUTIVE OFFICERS Mr. Robert P. Kelly Vice Chairman, Retail Branch Banking The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Sydney R. McMorran Vice Chairman, Group Administration The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. G. F. Kym Anthony Executive Vice President, Investment Banking The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Allen W. Bell Executive Vice President, Group Human Resources The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. L. Arthur English Executive Vice President, Alternate Retail Banking The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Kenneth B. Foxcroft Executive Vice President, Treasury, Investment Banking The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. J. Duncan Gibson Executive Vice President, Wealth Management Services The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. W. Keith Gray Executive Vice President, Investor Services, Wealth Management Services The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 Mr. Stephen D. McDonald Executive Vice President Corporate Banking The Toronto-Dominion Bank P.O. Box 1 Toronto-Dominion Centre Toronto, Ontario M5K 1A2 -----END PRIVACY-ENHANCED MESSAGE-----